0001843162 false 0001843162 2023-06-21 2023-06-21 iso4217:USD xbrli:shares iso4217:USD xbrli:shares











Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): June 21, 2023



Silver Spike Investment Corp.

(Exact name of Registrant as Specified in Its Charter)


Maryland   001-40564   86-2872887

(State or Other Jurisdiction

of Incorporation)

  (Commission File Number)  

(IRS Employer

Identification No.)


600 Madison Avenue, Suite 1800

New York, New York

(Address of Principal Executive Offices)   (Zip Code)


Registrant’s Telephone Number, Including Area Code: (212) 905-4923


Not Applicable

(Former Name or Former Address, if Changed Since Last Report)



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):


  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Securities registered pursuant to Section 12(b) of the Act:


Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock, $0.01 par value per share   SSIC   The Nasdaq Stock Market LLC


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934. Emerging growth company


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.




Item 5.07. Submission of Matters to a Vote of Security Holders.


On June 21, 2023, Silver Spike Investment Corp. (the “Company”) held its 2023 annual meeting of stockholders (the “Annual Meeting”). The Company submitted one matter to the vote of its stockholders, which is described in detail in the Company’s definitive proxy statement for the Annual Meeting filed with the Securities and Exchange Commission on April 28, 2023. As of the close of business on April 27, 2023, the record date for the Annual Meeting, there were 6,214,672 shares of the Company’s common stock outstanding and entitled to vote at the Annual Meeting. A summary of the matter voted upon by the Company’s stockholders at the Annual Meeting is set forth below.


Proposal: Election of Directors


The Company’s stockholders re-elected two members of the board of directors of the Company to serve until the 2026 annual meeting of stockholders and until their respective successors are duly elected and qualified. The following votes were taken in connection with this proposal:


Name   For   Withhold  



Americo Da Corte   4,951,599   276,498    
Tracey Brophy Warson   4,951,599   276,498    





Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.


  Silver Spike Investment Corp.
June 23, 2023 By: /s/ Umesh Mahajan
    Name:  Umesh Mahajan
    Title: Chief Financial Officer